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Marriage and Money

May marks the beginning of “wedding season.” It’s a time that brings lots of joy but can also be a reminder of how intertwined personal finances and being married are. […]

Deciphering the DOL Rule

Last week, the Department of Labor (DOL) officially released the final version of a long-awaited “conflict-of-interest” rule that lays out new regulations for investment advisors who provide retirement recommendations. The […]

Avoiding an Audit

As the 2015 tax filing season approaches its end, many worry about being audited by the Internal Revenue Service (IRS). Historically, less than 1% of Americans will be audited and […]

Tax-Deduction Tips

What do Netflix, yoga retreats and new cars have in common? Believe it or not, “creative” taxpayers have attempted to use these items as tax deductions! With the tax-filing deadline […]

Corralling College Costs

According to the College Board, the average cost of tuition and fees for the 2015-2016 school year was $32,405 at private colleges, $9,410 for state residents at public colleges and […]



Important Information
The Mutual Fund Store is a nationwide system of registered investment advisers, which include affiliated companies and independently owned and operated franchises. Individual Stores are SEC or state registered investment advisers. Each Store can offer investment advisory services to prospective and existing clients in the state where the Store is located, while a number of Stores may also offer advisory services in nearby or other states. The adviser may not transact business in states where it is not appropriately registered, excluded or exempted from registration.

The Mutual Fund Store, with its collective nationwide system of registered investment advisers, was recognized by InvestmentNews as one of the top RIAs based on total number of assets under management. The Mutual Fund Store was ranked tenth nationally in total assets under management, and second in the Midwest Region, as profiled in the December 8, 2014 issue (Regional RIA Rundown).

InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

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